What is the SEC?

Posted by WhistleBlower Security

on February 9, 2017

Viewed 589 Times 0 Comments

The United States Securities and Exchange Commission (the SEC), one of the most prominent federal regulatory agencies. Their mission “is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.” Their main areas of enforcement are:

  • Insider trading
  • Accounting fraud
  • False or misleading investment information
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